Our client, a leading asset manager, is looking to add a strategic '40 Act Counsel' to join their growing Legal team. This newly created role will provide day-to-day legal support to the firm’s asset management business (focus on registered funds/mutual funds).
Ideal Profile below:
<> ~3-10 years investment management experience. In-house experience within investment management/asset management and/or big law firm experience is preferred.
<> Experience working with funds governed by the Investment Company Act of 1940 (i.e., mutual funds, registered funds, closed end funds, interval funds, ETFs, BDCs)
<> Experience monitoring new regulatory mandates, rules, and requirements.
<> Draft, negotiate and review various types of legal agreements and regulatory documents.
<> Strong time management skills and efficient utilization of technology.
<> Demonstrated ability to provide practical, business-oriented legal advice and recommendations.
<> High level of integrity and professionalism.
<> Entrepreneurial spirit; ability to implement new measures that promote a culture of compliance.
This position is ideal for a talented and motivated attorney who excels in a collaborative and international environment.
For a more detailed discussion in confidence, please apply with your resume.